SEC Form 4 · accession 0001441634-15-000036

Avago Technologies LTD · AVGO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP & Chief Operating Officer

Period of report

Jul 1, 2015

Accepted (ET)

Jul 6, 2015 · 7:01 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001441634

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Ordinary Shares^F2	Jul 1, 2015	M	6,666	$35.45	A	119,551	D
Ordinary Shares^F2	Jul 1, 2015	M	20,000	$62.02	A	139,551	D
Ordinary Shares^F2	Jul 1, 2015	M	25,000	$32.39	A	164,551	D
Ordinary Shares^F3,F2	Jul 1, 2015	S	52,868	$134.86	D	111,683	D
Ordinary Shares^F4,F2	Jul 1, 2015	S	7,350	$135.37	D	104,333	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F5	$35.45	Jul 1, 2015	M	6,666	D	—	Mar 11, 2020	Ordinary Shares	6,666	40,000	D
Stock Option (Right to Buy)^F5	$62.02	Jul 1, 2015	M	20,000	D	—	Mar 10, 2021	Ordinary Shares	20,000	192,000	D
Stock Option (Right to Buy)^F6	$32.39	Jul 1, 2015	M	25,000	D	—	Mar 7, 2018	Ordinary Shares	25,000	0	D

F1Transactions made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2Includes 104,333 Restricted Share Units.
F3Transaction executed in multiple trades at prices ranging from $134.32 to $135.32 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4Transaction executed in multiple trades at prices ranging from $135.33 to $135.46 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5Share price performance option (the "Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The Option vests over four years, with 25% vesting on each anniversary of the date of grant. The exercisability requirements for the Option have been met.
F6The option is fully vested and exercisable.