SEC Form 4 · accession 0001441634-15-000029
Avago Technologies LTD · AVGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan Ingram
Officer — Chief Operating Officer
Period of report
Jun 11, 2015
Accepted (ET)
Jun 12, 2015 · 6:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001441634
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF2 | Jun 11, 2015 | M | 17,917 | $10.22 | A | 139,354 | D | |
| Ordinary SharesF2 | Jun 11, 2015 | S | 17,917 | $142.18 | D | 121,437 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $10.22 | Jun 11, 2015 | M | 17,917 | D | — | Oct 31, 2017 | Ordinary Shares | 17,917 | 0 | D |
Explanation of responses
- F1Transactions made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2Includes 104,333 Restricted Share Units.
- F3The option is fully vested and exercisable.