SEC Form 4 · accession 0001441634-15-000020
Avago Technologies LTD · AVGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia H McCall
Officer — VP & General Counsel
Period of report
Jun 5, 2015
Accepted (ET)
Jun 9, 2015 · 8:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001441634
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Jun 5, 2015 | M | 5,000 | $10.22 | A | 45,789 | D | |
| Ordinary SharesF1 | Jun 5, 2015 | S | 5,000 | $143.525 | D | 40,789 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $10.22 | Jun 5, 2015 | M | 5,000 | D | — | Jun 4, 2017 | Ordinary Shares | 5,000 | 20,000 | D |
Explanation of responses
- F1Includes 30,333 Restricted Share Units
- F2The option is fully vested and exercisable.