SEC Form 4 · accession 0001441634-15-000012
Avago Technologies LTD · AVGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony E. Maslowski
Officer — SVP & Chief Financial Officer
Period of report
Apr 15, 2015
Accepted (ET)
Apr 16, 2015 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001441634
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF2 | Apr 15, 2015 | M | 5,000 | $35.31 | A | 72,167 | D | |
| Ordinary SharesF2 | Apr 15, 2015 | S | 5,000 | $124.77 | D | 67,167 | D | |
| Ordinary SharesF3 | holding | — | — | — | 10,400 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F4 | $35.31 | Apr 15, 2015 | M | 5,000 | D | — | Mar 5, 2019 | Ordinary Shares | 5,000 | 15,000 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2Includes 67,167 Restricted Share Units.
- F3The shares are held by The Anthony E. Maslowski Trust dated May 20, 2011 for which the Reporting Person serves as trustee.
- F4The total number of shares underlying the option vest in two (2) successive and equal installments on March 6, 2015 and March 6, 2016