Form4insider filings, from the source

SEC Form 4 · accession 0001209191-15-058076

Avago Technologies LTD · AVGO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Kenneth Hao
Director
Period of report
Jun 30, 2015
Accepted (ET)
Jul 1, 2015 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001441634

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Ordinary Shares, no par valueF1,F2,F4,F5,F6,F8Jun 30, 2015M20,480,434$47.90A20,480,434IHeld through SLP Argo I Ltd.
Ordinary Shares, no par valueF1,F2,F7,F8Jun 30, 2015D6,982,455$47.90D13,497,979IHeld through SLP Argo I Ltd.
Ordinary Shares, no par valueF1,F3,F4,F5,F6,F9Jun 30, 2015M397,665$47.90A397,665IHeld through SLP Argo II Ltd.
Ordinary Shares, no par valueF1,F3,F7,F9Jun 30, 2015D135,577$47.90D262,088IHeld through SLP Argo II Ltd.
Ordinary Shares, no par valueF1,F10holding———58,242ISee footnote
Ordinary Shares, no par valueF1,F11holding———3,285ISee footnote

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
2.0% Convertible Senior Notes due 2021F1,F2,F8,F6,F4,F5$47.90Jun 30, 2015M980,953,000D——Ordinary Shares, no par value20,480,4340I
2.0% Convertible Senior Notes due 2021F1,F3,F9,F6,F4,F5$47.90Jun 30, 2015M19,047,000D——Ordinary Shares, no par value397,6650I

Explanation of responses

Remarks

The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Pursuant to Rule 16a-1(a)(4) of the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any.