SEC Form 4 · accession 0001140361-15-014958
Avago Technologies LTD · AVGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Hao
Director
Period of report
Apr 8, 2015
Accepted (ET)
Apr 9, 2015 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001441634
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, no par valueF1,F2 | Apr 8, 2015 | A | 1,563 | $0.00 | A | 58,242 | D | |
| Ordinary Shares, no par valueF2 | holding | — | — | — | 3,285 | I | Hao FamilyTrust u/a/d 10/12/99 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted share units ("RSU"s) pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. Upon vesting thereof, the Reporting Person is entitled to receive one ordinary share for each RSU. The RSUs vest in full on April 8, 2016, subject to the Reporting Person's continuing service on the vesting date.
- F2On October 3, 2014, the Reporting Person transferred 3,285 Ordinary Shares previously owned directly to the Hao Family Trust u/a/d 10/12/99.