SEC Form 4 · accession 0001140361-15-012869

Avago Technologies LTD · AVGO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP & Chief Financial Officer

Period of report

Mar 18, 2015

Accepted (ET)

Mar 20, 2015 · 6:44 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001441634

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Ordinary Shares^F2	Mar 18, 2015	M	5,000	$35.31	A	78,872	D
Ordinary Shares^F4,F2	Mar 18, 2015	S	11,705	$128.6476	D	67,167	D
Ordinary Shares^F6	Mar 19, 2015	G	86	$0.00	D	10,400	I	See Footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F7	$35.31	Mar 18, 2015	M	5,000	D	—	Mar 5, 2019	Ordinary Shares	5,000	20,000	D

F1This transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2Includes 67,167 Restricted Share Units.
F3Includes 5,000 shares sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F4Transaction executed in multiple trades at prices ranging from $128.43 to $128.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5Charitable gift.
F6The shares are held by The Anthony E. Maslowski Trust dated May 20, 2011 for which the Reporting Person serves as trustee.
F7The total number of shares underlying the option vest in two (2) successive and equal installments on March 6, 2015 and March 6, 2016.