SEC Form 4 · accession 0001140361-15-012868

Avago Technologies LTD · AVGO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 18, 2015

Accepted (ET)

Mar 20, 2015 · 6:43 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001441634

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Ordinary Shares^F1	Mar 18, 2015	M	7,186	$31.49	A	12,212	D
Ordinary Shares^F1	Mar 18, 2015	M	7,630	$37.41	A	19,842	D
Ordinary Shares^F2,F1	Mar 18, 2015	S	14,816	$128.2043	D	5,026	D
Ordinary Shares^F3	holding	—	—		—	29,745	I	See Footnote
Ordinary Shares^F4	holding	—	—		—	90,255	I	See Footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F5	$31.49	Mar 18, 2015	M	7,186	D	—	Mar 29, 2016	Ordinary Shares	7,186	0	D
Stock Option (Right to Buy)^F5	$37.41	Mar 18, 2015	M	7,630	D	—	Apr 3, 2017	Ordinary Shares	7,630	0	D

F1Includes 1,741 Restricted Stock Units.
F2Transaction executed in multiple trades at prices ranging from $128.00 to $128.37 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F3Shares held by the June P. Diller Annuity Trust-2010B dated May 10, 2010, for which the Reporting Person serves as Trustee.
F4Shares held by the James V. Diller and June P. Diller Trust UA 7/20/77, for which the Reporting Person serves as Trustee.
F5The option is fully vested and exercisable.