SEC Form 4 · accession 0001140361-15-011214
Avago Technologies LTD · AVGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia H McCall
Officer — VP & General Counsel
Period of report
Mar 6, 2015
Accepted (ET)
Mar 10, 2015 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001441634
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Mar 6, 2015 | M | 5,000 | $10.22 | A | 51,743 | D | |
| Ordinary SharesF2,F1 | Mar 6, 2015 | S | 5,000 | $130.247 | D | 46,743 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $10.22 | Mar 6, 2015 | M | 5,000 | D | — | Jun 4, 2017 | Ordinary Shares | 5,000 | 35,000 | D |
Explanation of responses
- F1Includes 43,167 Restricted Share Units.
- F2This transaction was executed in multiple trades in prices ranging from $130.14 to $130.34, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F3The option is fully vested and exercisable.