SEC Form 4 · accession 0001140361-15-008071
Avago Technologies LTD · AVGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony E. Maslowski
Officer — SVP & Chief Financial Officer
Period of report
Feb 18, 2015
Accepted (ET)
Feb 19, 2015 · 7:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001441634
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF2 | Feb 18, 2015 | M | 5,000 | $35.45 | A | 70,501 | D | |
| Ordinary SharesF2 | Feb 18, 2015 | S | 5,000 | $110.32 | D | 65,501 | D | |
| Ordinary SharesF3 | holding | — | — | — | 10,486 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $35.45 | Feb 18, 2015 | M | 5,000 | D | — | Mar 11, 2020 | Ordinary Shares | 5,000 | 45,000 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2014.
- F2Includes 62,501 restricted share units.
- F3The shares are held by The Anthony E. Maslowski Trust dated May 20, 2011 for which the Reporting Person serves as trustee.
- F4The option vests with respect to 25% of the shares subject thereto on each of the first, second, third and fourth anniversaries of March 12, 2013. The performance vesting requirement for the option has been met.