SEC Form 4 · accession 0001477932-18-005950
MMEX Resources Corp · MMEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Lemons
Director
Period of report
Dec 11, 2018
Accepted (ET)
Dec 13, 2018 · 12:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001440799
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF7,F1 | holding | — | — | — | 1,904,364 | I | Shares owned by BNL Family Trust | |
| Class A Common StockF7,F2 | holding | — | — | — | 327,369 | I | Shares owned by AAM Investments, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF1,F4 | $0.08 | Dec 11, 2018 | J | 100,000 | A | Dec 11, 2018 | Dec 11, 2023 | Class A Common Stock ($.001 par value) | 100,000 | 0 | I |
| Option to purchaseF1,F5 | $0.08 | Dec 11, 2018 | J | 100,000 | A | Dec 11, 2018 | Dec 11, 2023 | Class B Common Stock ($.001 par value) | 100,000 | 0 | I |
| Option to purchaseF1,F6,F3 | $0.002 | Aug 29, 2017 | J | 1,000,000 | A | Mar 31, 2017 | Mar 31, 2022 | Class B Common Stock | 1,000,000 | 0 | I |
Explanation of responses
- F1Mr. Lemons and his family are the beneficiaries of BNL Family Trust.
- F2AAM Investments, LLC is indirectly owned by BNL Family Trust, a trust established for the benefit of Mr. Lemons and his family.
- F3Maple Resources Corporation granted BNL Family Trust, a trust established for the benefit of Mr. Lemons and his family, an option to purchase 100,000,000 shares of Class B Common Stock at $0.002 per share through March 2022.
- F4Maple Resources Corporation granted BNL Family Trust, a trust established for the benefit of Mr. Lemons and his family, an option to purchase 100,000 shares of Class A Common Stock at $0.08 per share through December 2023.
- F5Maple Resources Corporation granted BNL Family Trust, a trust established for the benefit of Mr. Lemons and his family, an option to purchase 100,000 shares of Class B Common Stock at $0.08 per share through December 2023.
- F6This option was previously reported as covering 100,000,000 shares at an exercise price of $0.002 per share, but was adjusted to reflect a 1-for-100 reverse stock split that occurred on November 15, 2018.
- F7These shares are adjusted to reflect a 1-for-100 reverse stock split that occurred on November 15, 2018.