SEC Form 4 · accession 0001144204-16-073813
United Development Funding IV · UDF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hollis M Greenlaw
Officer — CEO and Chairman of the Board · Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 4, 2016 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001440292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial InterestF1 | Dec 31, 2015 | P | 1,100 | $11.07 | A | 10,711 | D | |
| Common Shares of Beneficial InterestF2 | holding | — | — | — | 2,963 | I | By Mojo Investments L.P. | |
| Common Shares of Beneficial InterestF3 | holding | — | — | — | 20,988 | I | By WAB Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.39-11.34, inclusive. The reporting person undertakes to provide to United Development Funding IV, any security holder of United Development Funding IV, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the aforementioned range.
- F2The reported shares are held directly by Mojo Investments L.P., a limited partnership of which the reporting person is a limited partner and the general partner is Chrismac Company LLC, a limited liability company of which the reporting person is the managing member and President.
- F3The reported shares are held directly by WAB Ltd., a limited partnership of which the reporting person is a limited partner and the general partner is WAB Genpar LLC, a limited liability company of which the reporting person is the managing member and President.