SEC Form 4 · accession 0001144204-15-035707
United Development Funding IV · UDF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hollis M Greenlaw
Officer — CEO and Chairman of the Board · Director
Period of report
Jun 4, 2015
Accepted (ET)
Jun 5, 2015 · 12:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001440292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial InterestF1 | Jun 4, 2015 | P | 500 | $16.91 | A | 7,811 | D | |
| Common Shares of Beneficial InterestF2,F3 | Jun 4, 2015 | P | 500 | $16.86 | A | 20,988 | I | By WAB Ltd. |
| Common Shares of Beneficial InterestF4,F5 | Jun 4, 2015 | P | 500 | $16.86 | A | 2,663 | I | By Mojo Investments L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.84 - $16.97, inclusive. The reporting person undertakes to provide to United Development Funding IV, any security holder of United Development Funding IV, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (4) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.85 - $16.87, inclusive.
- F3The reported shares are held directly by WAB Ltd., a limited partnership of which the reporting person is a limited partner and the general partner is WAB Genpar LLC, a limited liability company of which the reporting person is the managing member and President.
- F4The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.84 - $16.90, inclusive.
- F5The reported units are held directly by Mojo Investments L.P., a limited partnership of which the reporting person is a limited partner and the general partner is Chrismac Company LLC, a limited liability company of which the reporting person is the managing member and President.