SEC Form 4 · accession 0001209191-19-010704
Roadrunner Transportation Systems, Inc. · RRTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Gettle
Officer — See Remarks · Director
Period of report
Feb 12, 2019
Accepted (ET)
Feb 15, 2019 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001440024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2019 | X | 199,981 | $0.50 | A | 465,051 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy) | $0.50 | Feb 12, 2019 | X | 8,643 | D | Feb 1, 2019 | Feb 19, 2019 | Common Stock | 199,981 | 0 | D |
Remarks
The reporting person is the President, Chief Operating Officer, and Secretary of the Issuer.