SEC Form 4 · accession 0001209191-19-010693
Roadrunner Transportation Systems, Inc. · RRTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis W Stoelting
Officer — Chief Executive Officer · Director
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001440024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2019 | X | 46,229 | $0.50 | A | 485,357 | D | |
| Common Stock | Feb 15, 2019 | X | 600,013 | $0.50 | A | 1,085,370 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy) | $0.50 | Feb 13, 2019 | X | 1,998 | D | Feb 1, 2019 | Feb 19, 2019 | Common Stock | 46,229 | 0 | D |
| Subscription Rights (right to buy) | $0.50 | Feb 15, 2019 | X | 25,932 | D | Feb 1, 2019 | Feb 19, 2019 | Common Stock | 600,013 | 0 | D |