SEC Form 4 · accession 0001209191-17-016978
Roadrunner Transportation Systems, Inc. · RRTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis W Stoelting
Officer — President and COO · Director
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 7:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001440024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2017 | A | 23,070 | $0.00 | A | 72,770 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $7.54 | Feb 28, 2017 | A | 167,000 | A | — | Feb 28, 2024 | Common Stock | 167,000 | 167,000 | D |
Explanation of responses
- F1Reflects the grant of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. 25% of the restricted stock units will vest, and the underlying shares of common stock will be delivered, on each of March 1, 2018, March 1, 2019, March 1, 2020, and March 1, 2021.
- F225% of the options vest on each of February 28, 2018, 2019, 2020, and 2021.