SEC Form 4 · accession 0001209191-17-016967
Roadrunner Transportation Systems, Inc. · RRTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter R. Armbruster
Officer — CFO, Tr, & Sec.
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 7:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001440024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2017 | A | 10,381 | $0.00 | A | 98,375 | D | |
| Common StockF2 | Mar 1, 2017 | F | 3,099 | $7.70 | D | 95,276 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the grant of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. 25% of the restricted stock units will vest, and the underlying shares of common stock will be delivered, on each of March 1, 2018, March 1, 2019, March 1, 2020, and March 1, 2021.
- F2Represents shares withheld to satisfy tax withholding obligation on vesting of restricted stock units.