SEC Form 4 · accession 0001209191-19-004420
ZYNGA INC · ZNGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Gerard Griffin
Officer — Chief Financial Officer
Period of report
Jan 15, 2019
Accepted (ET)
Jan 17, 2019 · 8:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001439404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 15, 2019 | M | 75,000 | — | A | 416,373 | D | |
| Class A Common StockF2 | Jan 15, 2019 | F | 38,621 | $4.27 | D | 377,752 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | — | Jan 15, 2019 | M | 75,000 | D | — | Sep 30, 2023 | Class A Common Stock | 75,000 | 825,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest.
- F2Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of the restricted stock units described in Table II.
- F3Vests as follows: 20% of the restricted stock units vested on October 15, 2017, and 5% of the restricted stock units vest quarterly thereafter, subject to continued service to the Issuer through each vesting date.