SEC Form 4 · accession 0001209191-18-063315
ZYNGA INC · ZNGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank D Gibeau
Officer — Chief Executive Officer · Director
Period of report
Dec 15, 2018
Accepted (ET)
Dec 18, 2018 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001439404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 15, 2018 | M | 404,929 | — | A | 2,600,589 | D | |
| Class A Common StockF2 | Dec 15, 2018 | F | 200,764 | $3.71 | D | 2,399,825 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | — | Dec 15, 2018 | M | 404,929 | D | — | Feb 28, 2023 | Class A Common Stock | 404,929 | 3,644,367 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest.
- F2Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of the restricted stock units described in Table II.
- F3Vests as follows: 5% of the restricted stock units vested on June 15, 2016, and 5% of the restricted stock units vest quarterly thereafter, subject to continued service to the Issuer through each vesting date.