SEC Form 4 · accession 0001209191-16-151021

ZYNGA INC · ZNGA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — General Counsel, Sec. and SVP

Period of report

Nov 15, 2016

Accepted (ET)

Nov 17, 2016 · 7:36 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001439404

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1	Nov 15, 2016	M	2,500	—	A	52,240	D
Class A Common Stock^F1	Nov 15, 2016	M	9,375	—	A	61,615	D
Class A Common Stock^F1	Nov 15, 2016	M	3,125	—	A	64,740	D
Class A Common Stock^F2	Nov 16, 2016	S	965	$2.80	D	63,775	D
Class A Common Stock^F2	Nov 16, 2016	S	3,617	$2.80	D	60,158	D
Class A Common Stock^F2	Nov 16, 2016	S	1,206	$2.80	D	58,952	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F1,F3	—	Nov 15, 2016	M	2,500	D	—	Nov 15, 2020	Class A Common Stock	2,500	7,500	D
Restricted Stock Unit^F1,F4	—	Nov 15, 2016	M	9,375	D	—	Feb 15, 2020	Class A Common Stock	9,375	0	D
Restricted Stock Unit^F1,F5	—	Nov 15, 2016	M	3,125	D	—	Apr 15, 2020	Class A Common Stock	3,125	3,125	D

F1Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest.
F2Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the reporting person.
F3Vests as follows: 25% of the total shares underlying the restricted stock unit vested on August 15, 2014. The remaining shares vest, in equal quarterly installments of 1/16th of the grant amount thereafter, subject to continued service to the Issuer through each vesting date.
F4Vests as follows: 25% of the total shares underlying the restricted stock unit vested on November 15, 2013. The remaining shares vest, in equal quarterly installments of 1/16th of the grant amount thereafter, subject to continued service to the Issuer through each vesting date.
F5Vests as follows: 25% of the total shares underlying the restricted stock unit vested on February 15, 2014. The remaining shares vest, in equal quarterly installments of 1/16th of the grant amount thereafter, subject to continued service to the Issuer through each vesting date.