SEC Form 4 · accession 0001209191-16-142094

ZYNGA INC · ZNGA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — General Counsel, Sec. and VP

Period of report

Sep 15, 2016

Accepted (ET)

Sep 19, 2016 · 9:19 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001439404

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1	Sep 15, 2016	M	6,250	—	A	46,355	D
Class A Common Stock^F2	Sep 16, 2016	S	2,397	$2.89	D	43,958	D
Class A Common Stock	Sep 19, 2016	S	2,697	$2.91	D	41,261	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F1,F4	—	Sep 15, 2016	M	6,250	D	—	Dec 13, 2020	Class A Common Stock	6,250	31,250	D

F1Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest.
F2Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the reporting person.
F3The transaction was effected pursuant to a Rule 10b5-1 plan.
F4Vests as follows: 25% of the restricted stock units vested on December 15, 2014, and 1/16th of the restricted stock units vest quarterly thereafter, subject to continued service to the Issuer through each vesting date.