SEC Form 4 · accession 0001209191-16-137831
ZYNGA INC · ZNGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L John Doerr
Director
Period of report
Aug 16, 2016
Accepted (ET)
Aug 18, 2016 · 6:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001439404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Aug 16, 2016 | J | 5,595,600 | $0.00 | D | 12,412,906 | I | By Kleiner Perkins Caufield & Byers XIII, LLC |
| Class A Common StockF3 | Aug 16, 2016 | J | 1,984 | $0.00 | A | 7,754 | I | By 2750 Sand Hill Associates II, LLC |
| Class A Common StockF4 | Aug 16, 2016 | J | 760,556 | $0.00 | A | 3,432,636 | I | By Clarus, LLC |
| Class A Common StockF4 | Aug 16, 2016 | J | 158,219 | $0.00 | A | 3,590,855 | I | By Clarus, LLC |
| Class A Common StockF6 | Aug 16, 2016 | J | 2,260 | $0.00 | A | 8,835 | I | By Meja, LLC |
| Class A Common StockF7 | Aug 16, 2016 | J | 1,131 | $0.00 | A | 4,419 | I | By Rolou, LLC |
| Class A Common StockF8 | Aug 16, 2016 | J | 3,189 | $0.00 | A | 12,464 | I | By Portico Ventures LLC |
| Class A Common Stock | holding | — | — | — | 1,228,423 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares reported on this form represent pro rata distributions, and not a purchase or sale, of securities by Kleiner Perkins Caufield & Byers XIII, LLC to its members.
- F2The shares are directly held by Kleiner Perkins Caufield & Byers XIII, LLC ("KPCB XIII"). The managing member of KPCB XIII is KPCB XIII Associates, LLC ("XIII Associates"). The voting and dispositive control over the shares is shared by individual managing directors of XIII Associates, including Mr. Doerr, none of whom has veto power. Excludes 897,094 Class A shares and 1,665,236 Class B shares in the aggregate beneficially owned by individuals and entities associated with Kleiner Perkins Caufield & Byers and held for convenience in the name of "KPCB Holdings, Inc., as nominee," for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares.
- F3The Reporting Person is the manager of 2750 Sand Hill Associates II, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F4The Reporting Person is the manager of Clarus, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F5The shares reported on this form represent pro rata distributions, and not a purchase or sale, of securities by KPCB Holdings Inc. on behalf of its beneficial direct and indirect owners.
- F6The Reporting Person is the manager of Meja, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F7The Reporting Person is the manager of Rolou, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F8The Reporting Person is the manager of Portico Ventures, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.