SEC Form 4 · accession 0001209191-16-127504

ZYNGA INC · ZNGA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

L John Doerr

Director

Period of report

Jun 9, 2016

Accepted (ET)

Jun 13, 2016 · 9:07 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001439404

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Jun 9, 2016	M	16,722	—	A	239,549	D
Class A Common Stock^F3	holding	—	—		—	5,770	I	By 2750 Sand Hill Associates II, LLC
Class A Common Stock^F4	holding	—	—		—	2,672,080	I	ByClarus, LLC
Class A Common Stock^F5	holding	—	—		—	6,575	I	By Meja, LLC
Class A Common Stock^F6	holding	—	—		—	3,288	I	By Rolou, LLC
Class A Common Stock^F7	holding	—	—		—	9,275	I	By Portico Ventures LLC
Class A Common Stock^F8	holding	—	—		—	18,008,506	I	By Kleiner Perkins Caufield & Byers XIII, LLC

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F1,F9	—	Jun 9, 2016	M	16,722	D	—	Jun 11, 2022	Class A Common Stock	16,722	0	D
Restricted Stock Unit^F1,F10	—	Jun 9, 2016	A	76,335	A	—	Jun 9, 2023	Class A Common Stock	76,335	76,335	D

Explanation of responses

F1Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest.
F10The restricted stock units vest as follows: 25% of the shares vest on September 9, 2016, 25% of the shares vest on December 9, 2016, 25% of the shares vest on March 9, 2017 and 25% of the shares vest on the earlier of June 9, 2017 or the date of the Issuer's next annual meeting, subject to continued service to the Issuer through each vesting date.
F2The shares beneficially owned in this Column 5 have been amended to correctly report the shares owned by the Reporting Person. The Form 4 filed on May 19, 2016 incorrectly reported 1,211,701 shares. The 988,874 shares converted in the May 19, 2016 filing are not beneficially owned by the Reporting Person and therefore are not included in this Form 4.
F3The Reporting Person is the manager of 2750 Sand Hill Associates II, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F4The Reporting Person is the manager of Clarus, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F5The Reporting Person is the manager of Meja, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F6The Reporting Person is the manager of Rolou, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F7The Reporting Person is the manager of Portico Ventures, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F8The shares are directly held by Kleiner Perkins Caufield & Byers XIII, LLC ("KPCB XIII"). The managing member of KPCB XIII is KPCB XIII Associates, LLC ("XIII Associates"). The voting and dispositive control over the shares is shared by individual managing directors of XIII Associates, including Mr. Doerr, none of whom has veto power. Excludes 3,724,980 shares in the aggregate beneficially owned by individuals and entities associated with Kleiner Perkins Caufield & Byers and held for convenience in the name of "KPCB Holdings, Inc., as nominee," for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares.
F9The restricted stock units vest as follows: 25% of the shares vest on September 11, 2015, 25% of the shares vest on December 11, 2015, 25% of the shares vest on March 11, 2016 and 25% of the shares vest on the earlier of June 10, 2016 or the date of the Issuer's next annual meeting, subject to continued service to the Issuer through each vesting date.