SEC Form 4 · accession 0001209191-16-108657
ZYNGA INC · ZNGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L John Doerr
Director · 10% Owner
Period of report
Mar 11, 2016
Accepted (ET)
Mar 15, 2016 · 6:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001439404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 11, 2016 | M | 16,722 | — | A | 222,827 | D | |
| Class A Common StockF2 | holding | — | — | — | 2,050 | I | By 2750 Sand Hill Associates II, LLC | |
| Class A Common StockF3 | holding | — | — | — | 949,396 | I | ByClarus, LLC | |
| Class A Common StockF4 | holding | — | — | — | 2,336 | I | By Meja, LLC | |
| Class A Common StockF5 | holding | — | — | — | 1,168 | I | By Rolou, LLC | |
| Class A Common StockF6 | holding | — | — | — | 3,295 | I | By Portico Ventures LLC | |
| Class A Common StockF7 | holding | — | — | — | 15,217,880 | I | By Kleiner Perkins Caufield & Byers XIII, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F8 | — | Mar 11, 2016 | M | 16,722 | A | — | Jun 11, 2022 | Class A Common Stock | 16,722 | 16,722 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon vest.
- F2The Reporting Person is the manager of 2750 Sand Hill Associates II, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F3The Reporting Person is the manager of Clarus, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F4The Reporting Person is the manager of Meja, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F5The Reporting Person is the manager of Rolou, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F6The Reporting Person is the manager of Portico Ventures, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F7The shares are directly held by Kleiner Perkins Caufield & Byers XIII, LLC ("KPCB XIII"). The managing member of KPCB XIII is KPCB XIII Associates, LLC ("XIII Associates"). The voting and dispositive control over the shares is shared by individual managing directors of XIII Associates, including Mr. Doerr, none of whom has veto power. Excludes 3,724,980 shares in the aggregate beneficially owned by individuals and entities associated with Kleiner Perkins Caufield & Byers and held for convenience in the name of "KPCB Holdings, Inc., as nominee," for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares.
- F8The restricted stock unit vests as follows: 25% of the shares vest on September 11, 2015, 25% of the share vest on December 11, 2015, 25% of the shares vest on March 11, 2016 and 25% of the shares vest on the earlier of June 10, 2016 or the date of the Issuer's next annual meeting, subject to continued service to the Issuer through each vesting date.