SEC Form 4 · accession 0001209191-15-061570
ZYNGA INC · ZNGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J. Lee
Officer — Chief Financial Officer
Period of report
Jul 15, 2015
Accepted (ET)
Jul 17, 2015 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001439404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 15, 2015 | M | 31,250 | — | A | 68,534 | D | |
| Class A Common StockF2 | Jul 16, 2015 | S | 11,747 | $2.73 | D | 56,787 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F3 | — | Jul 15, 2015 | M | 31,250 | A | — | Apr 8, 2022 | Class A Common Stock | 31,250 | 468,750 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one (1) share of the issuer's Class A common stock upon vest.
- F2Represents the number of shares sold to cover tax withholding in connection with the vested restricted stock units (the "RSUs") listed in Table II.
- F3Vests as follows: the shares will commence vesting on April 15, 2015 and will vest in equal quarterly installments over a four year period beginning on July 15, 2015, subject to continued service to the Issuer through each vesting date.