SEC Form 4 · accession 0001439288-18-000113
Zurn Elkay Water Solutions Corp · ZWS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Wehr
Officer — Group Ex., President-Zurn
Period of report
Nov 2, 2018
Accepted (ET)
Nov 6, 2018 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001439288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2018 | M | 7,500 | $4.804 | A | 15,054 | D | |
| Common Stock | Nov 2, 2018 | S | 7,500 | $28.50 | D | 7,554 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $4.804 | Nov 2, 2018 | M | 7,500 | D | — | Jul 30, 2019 | Common Stock | 7,500 | 22,464 | D |
| Stock Option (right to buy)F1 | $8.888 | holding | — | — | — | — | Jul 29, 2020 | Common Stock | 20,813 | 20,813 | D |
| Stock Option (right to buy)F1 | $22.03 | holding | — | — | — | — | May 11, 2022 | Common Stock | 35,000 | 35,000 | D |
| Stock Option (right to buy)F1 | $19.00 | holding | — | — | — | — | May 23, 2023 | Common Stock | 45,000 | 45,000 | D |
| Stock Option (right to buy)F1 | $29.31 | holding | — | — | — | — | Sep 3, 2024 | Common Stock | 27,100 | 27,100 | D |
| Stock Option (right to buy)F1 | $25.77 | holding | — | — | — | — | May 22, 2025 | Common Stock | 30,702 | 30,702 | D |
| Stock Option (right to buy)F2 | $19.70 | holding | — | — | — | May 20, 2017 | May 20, 2026 | Common Stock | 46,412 | 46,412 | D |
| Stock Option (right to buy)F2 | $23.13 | holding | — | — | — | May 19, 2018 | May 19, 2027 | Common Stock | 20,062 | 20,062 | D |
| Stock Option (right to buy)F2 | $28.91 | holding | — | — | — | May 25, 2019 | May 25, 2028 | Common Stock | 7,664 | 7,664 | D |
Explanation of responses
- F1Option fully vested.
- F2The original option vests in three annual installments beginning on the date listed above.