SEC Form 4 · accession 0001439288-17-000038
Zurn Elkay Water Solutions Corp · ZWS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd A. Adams
Officer — President & CEO · Director
Period of report
May 19, 2017
Accepted (ET)
May 23, 2017 · 11:04 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001439288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 135,713 | D | ||
| Common StockF1 | holding | — | — | — | 3,819 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 1,200 | I | By SEP IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $23.13 | May 19, 2017 | A | 216,050 | A | May 19, 2018 | May 19, 2027 | Common Stock | 216,050 | 216,050 | D |
| Stock Option (right to buy)F2 | $9.609 | holding | — | — | — | — | Jun 24, 2018 | Common Stock | 89,914 | 89,914 | D |
| Stock Option (right to buy)F2 | $4.804 | holding | — | — | — | — | Jul 30, 2019 | Common Stock | 224,785 | 224,785 | D |
| Stock Option (right to buy)F2 | $4.804 | holding | — | — | — | — | Sep 11, 2019 | Common Stock | 499,524 | 499,524 | D |
| Stock Option (right to buy)F2 | $8.888 | holding | — | — | — | — | Oct 29, 2020 | Common Stock | 166,508 | 166,508 | D |
| Stock Option (right to buy)F2 | $18.00 | holding | — | — | — | — | Mar 29, 2022 | Common Stock | 937,000 | 937,000 | D |
| Stock Option (right to buy)F3 | $19.70 | holding | — | — | — | May 20, 2017 | May 20, 2026 | Common Stock | 1,092,044 | 1,092,044 | D |
Explanation of responses
- F1Based on information from the trustee of the 401(k) Plan.
- F2Option fully vested.
- F3The original option vests in three annual installments beginning on the date listed above.