SEC Form 4 · accession 0001439288-15-000060
Zurn Elkay Water Solutions Corp · ZWS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Stroup
Director
Period of report
May 22, 2015
Accepted (ET)
May 27, 2015 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001439288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 22, 2015 | A | 3,492 | — | A | 3,492 | D | |
| Common StockF2 | May 22, 2015 | P | 10,000 | $25.44 | A | 19,600 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $4.805 | holding | — | — | — | — | Jul 30, 2019 | Common Stock | 18,732 | 18,732 | D |
| Stock Option (right to buy)F3 | $22.03 | holding | — | — | — | — | May 11, 2022 | Common Stock | 11,250 | 11,250 | D |
| Stock Option (right to buy)F4 | $19.00 | holding | — | — | — | May 23, 2014 | May 23, 2023 | Common Stock | 11,470 | 11,470 | D |
| Stock Option (right to buy)F4 | $29.31 | holding | — | — | — | Sep 3, 2015 | Sep 3, 2024 | Common Stock | 10,320 | 10,320 | D |
Explanation of responses
- F1Restricted stock unit grant under the 2012 Performance Incentive Plan, which vests in three annual installments beginning on the first anniversary of the grant date, assuming continued service.
- F2As trustee of a trust for the benefit of the Reporting Person's children.
- F3Option fully vested.
- F4The orignial option vests in three annual installments beginning on the date listed above.