SEC Form 4 · accession 0001209191-19-017738
AGIOS PHARMACEUTICALS, INC. · AGIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Biller
Officer — Chief Scientific Officer
Period of report
Mar 5, 2019
Accepted (ET)
Mar 7, 2019 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001439222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Mar 5, 2019 | M | 428 | $31.64 | A | 26,939 | D | |
| Common stock | Mar 5, 2019 | M | 2,572 | $39.76 | A | 29,511 | D | |
| Common stockF3 | Mar 5, 2019 | S | 200 | $66.45 | D | 29,311 | D | |
| Common stockF4 | Mar 5, 2019 | S | 2,600 | $67.73 | D | 26,711 | D | |
| Common stockF5 | Mar 5, 2019 | S | 200 | $68.22 | D | 26,511 | D | |
| Common stockF6 | holding | — | — | — | 53,059 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F7 | $31.64 | Mar 5, 2019 | M | 428 | D | — | Mar 4, 2024 | Common stock | 428 | 11,354 | D |
| Stock option (right to buy)F8 | $39.76 | Mar 5, 2019 | M | 2,572 | D | — | Feb 15, 2026 | Common stock | 2,572 | 42,648 | D |
Explanation of responses
- F1This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $66.05 to $66.85. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F4The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $67.14 to $68.13. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F5The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $68.14 to $68.30. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F6Shares held by a spousal lifetime access trust, of which the reporting person's wife is the trustee.
- F7This option was granted on March 5, 2014. The shares underlying this option vest as to 25% of the shares on March 5, 2015, with the remaining 75% vesting in 36 equal monthly installments thereafter.
- F8This option was granted on February 16, 2016. The shares underlying this option vest as to 25% of the underlying shares on February 16, 2017, with the remaining 75% vesting in 36 equal monthly installments thereafter.