SEC Form 4/A · accession 0001209191-18-005432
AGIOS PHARMACEUTICALS, INC. · AGIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Steven L. Hoerter
Officer — Chief Commercial Officer
Period of report
Jan 23, 2018
Accepted (ET)
Jan 25, 2018 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001439222
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F2,F3 | $39.76 | Jan 23, 2018 | M | 25,000 | D | — | Feb 15, 2016 | Common stock | 25,000 | 75,000 | D |
Explanation of responses
- F1This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The original Form 4, filed on January 25, 2018, stated that 25,000 derivative securities were acquired as a result of the transaction, when in fact the transaction was a disposition of 25,000 derivative securities. This Form 4 amendment is to solely to correct the nature of the transaction.
- F3This option was granted on February 16, 2016. The shares underlying this option vest as to 25% of the underlying shares on February 16, 2017, with the remaining 75% vesting in 36 equal monthly installments thereafter.