SEC Form 4 · accession 0001209191-16-143040
AGIOS PHARMACEUTICALS, INC. · AGIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lewis Clayton Cantley Jr.
Director
Period of report
Sep 27, 2016
Accepted (ET)
Sep 28, 2016 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001439222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF2 | Sep 27, 2016 | S | 627 | $54.15 | D | 109,659 | D | |
| Common stockF2,F3 | Sep 27, 2016 | S | 625 | $54.15 | D | 109,693 | I | See footnote |
| Common stockF4 | Sep 28, 2016 | S | 627 | $54.00 | D | 109,032 | D | |
| Common stockF4,F3 | Sep 28, 2016 | S | 625 | $54.00 | D | 109,068 | I | See footnote |
| Common stockF5 | holding | — | — | — | 12,500 | I | See footnote | |
| Common stockF6 | holding | — | — | — | 12,500 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $53.63 to $54.56. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Shares held by Vicki Lee Sato, who is the reporting person's spouse.
- F4The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $52.71 to $54.26. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F5Shares held by a grantor retained annuity trust for the benefit of the reporting person and his two children, of which the reporting person is trustee and sole annuitant.
- F6Shares held by a grantor retained annuity trust for the benefit of the reporting person's spouse and her two children, of which the reporting person's spouse is trustee and sole annuitant.