SEC Form 4 · accession 0001209191-15-072320
AGIOS PHARMACEUTICALS, INC. · AGIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn Goddard
Officer — Senior Vice President, Finance
Period of report
Sep 24, 2015
Accepted (ET)
Sep 28, 2015 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001439222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Sep 24, 2015 | M | 10,000 | — | A | 10,000 | D | |
| Common stock | Sep 24, 2015 | F | 4,856 | $88.89 | D | 5,144 | D | |
| Common stock | Sep 24, 2015 | M | 856 | $23.10 | A | 6,000 | D | |
| Common stockF4 | Sep 24, 2015 | S | 6,000 | $85.97 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitsF1,F5 | — | Sep 24, 2015 | M | 10,000 | D | — | — | Common stock | 10,000 | 0 | D |
| Stock option (right to buy)F6 | $23.10 | Sep 24, 2015 | M | 856 | D | — | Aug 27, 2023 | Common stock | 856 | 88,242 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
- F2This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F4The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $85.09 to $87.70. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F5The restricted stock units were granted on September 24, 2014 and vested in full on September 24, 2015.
- F6This option was granted on August 28, 2013. The shares underlying this option vest as to 25% of the underlying shares on August 28, 2014, with the remaining 75% vesting in 36 equal monthly installments thereafter.