SEC Form 4 · accession 0001209191-15-062574
AGIOS PHARMACEUTICALS, INC. · AGIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn Goddard
Officer — Senior Vice President, Finance
Period of report
Jul 23, 2015
Accepted (ET)
Jul 27, 2015 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001439222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Jul 23, 2015 | M | 1,319 | $23.10 | A | 1,319 | D | |
| Common stock | Jul 23, 2015 | M | 5,681 | $31.64 | A | 7,000 | D | |
| Common stockF3 | Jul 23, 2015 | S | 7,000 | $120.45 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F4 | $23.10 | Jul 23, 2015 | M | 1,319 | D | — | Aug 27, 2023 | Common stock | 1,319 | 94,779 | D |
| Stock option (right to buy)F5 | $31.64 | Jul 23, 2015 | M | 5,681 | D | — | Mar 4, 2024 | Common stock | 5,681 | 89,098 | D |
Explanation of responses
- F1This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $120.00 to $120.77. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F4This option was granted on August 28, 2013. The shares underlying this option vest as to 25% of the underlying shares on August 28, 2014, with the remaining 75% vesting in 36 equal monthly installments thereafter.
- F5This option was granted on March 5, 2014. The shares underlying this option vest as to 25% of the underlying shares on March 5, 2015, with the remaining 75% vesting in 36 equal monthly installments thereafter.