SEC Form 4 · accession 0001209191-15-056467
AGIOS PHARMACEUTICALS, INC. · AGIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lewis Clayton Cantley Jr.
Director
Period of report
Jun 23, 2015
Accepted (ET)
Jun 25, 2015 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001439222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF2 | Jun 24, 2015 | S | 2,426 | $104.60 | D | 164,836 | D | |
| Common stockF3,F4 | Jun 24, 2015 | S | 2,426 | $104.59 | D | 164,836 | I | See footnote |
| Common stockF5 | Jun 25, 2015 | S | 2,426 | $105.66 | D | 162,410 | D | |
| Common stockF6,F4 | Jun 25, 2015 | S | 2,426 | $105.66 | D | 162,410 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F7 | $103.63 | Jun 23, 2015 | A | 10,625 | A | — | Jun 22, 2025 | Common stock | 10,625 | 168,579 | D |
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $103.00 to $105.97. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $103.00 to $106.47. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F4Shares held by Vicki Lee Sato, who is the reporting person's spouse.
- F5The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $104.82 to $107.30. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F6The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $104.82 to $107.28. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F7This option was granted on June 23, 2015. The shares underlying this option vest as to 100% of the underlying shares on June 23, 2016.