SEC Form 4 · accession 0001209191-15-052822
AGIOS PHARMACEUTICALS, INC. · AGIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Duncan Higgons
Officer — Chief Operating Officer
Period of report
Jun 10, 2015
Accepted (ET)
Jun 12, 2015 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001439222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Jun 10, 2015 | M | 10,000 | $0.3025 | A | 108,835 | D | |
| Common stock | Jun 11, 2015 | M | 10,000 | $0.3025 | A | 118,835 | D | |
| Common stock | Jun 12, 2015 | M | 10,000 | $0.3025 | A | 128,835 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F1 | $0.3025 | Jun 10, 2015 | M | 10,000 | D | — | Aug 12, 2019 | Common stock | 10,000 | 355,022 | D |
| Stock option (right to buy)F1 | $0.3025 | Jun 11, 2015 | M | 10,000 | D | — | Aug 12, 2019 | Common stock | 10,000 | 345,022 | D |
| Stock option (right to buy)F1 | $0.3025 | Jun 12, 2015 | M | 10,000 | D | — | Aug 12, 2019 | Common stock | 10,000 | 335,022 | D |
Explanation of responses
- F1This option was granted on August 13, 2009. The shares underlying this option vest as to 25% of the shares on May 18, 2010, with the remaining 75% vesting in 36 equal monthly installments thereafter.