SEC Form 4 · accession 0001209191-15-012167
AGIOS PHARMACEUTICALS, INC. · AGIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn Goddard
Officer — Senior Vice President, Finance
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 6:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001439222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Feb 9, 2015 | M | 681 | $0.6875 | A | 681 | D | |
| Common stock | Feb 9, 2015 | M | 14,319 | $23.10 | A | 15,000 | D | |
| Common stockF3 | Feb 9, 2015 | S | 15,000 | $105.81 | D | 0 | D | |
| Common stock | Feb 11, 2015 | M | 1,513 | $23.10 | A | 1,513 | D | |
| Common stockF4 | Feb 11, 2015 | S | 1,513 | $120.14 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F5 | $0.6875 | Feb 9, 2015 | M | 681 | D | — | Sep 14, 2021 | Common stock | 681 | 107,817 | D |
| Stock option (right to buy)F6 | $23.10 | Feb 9, 2015 | M | 14,319 | D | — | Aug 27, 2023 | Common stock | 14,319 | 93,498 | D |
| Stock option (right to buy)F6 | $23.10 | Feb 11, 2015 | M | 1,513 | D | — | Aug 27, 2023 | Common stock | 1,513 | 91,985 | D |
Explanation of responses
- F1This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $103.51 to $107.64. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F4The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $120.00 to $120.32. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price
- F5This option was granted on September 15, 2011. The shares underlying this option vest as to 25% of the underlying shares on September 15, 2012, with the remaining 75% vesting in 36 equal monthly installments thereafter.
- F6This option was granted on August 28, 2013. The shares underlying this option vest as to 25% of the underlying shares on August 28, 2014, with the remaining 75% vesting in 36 equal monthly installments thereafter.