Form4insider filings, from the source

SEC Form 4 · accession 0001213900-26-096631

AXIA Energia S.A. · AXIA3

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner
de Lima Filho Pedro Batista
Director
Period of report
Aug 31, 2026
Accepted (ET)
Sep 2, 2026 · 2:49 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001439124

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common SharesF1,F2Aug 31, 2026S414,200$10.28D13,330,819IBy managed account
Common SharesF3,F4Aug 31, 2026S97,700$10.28D6,771,117IBy managed account
Common SharesF5,F4Aug 31, 2026P10,600$10.27A6,781,717IBy managed account
Common SharesF6,F7Aug 31, 2026S2,400$10.28D339,985IBy managed account
Common SharesF5,F7Aug 31, 2026P15,100$10.27A355,085IBy managed account
Common SharesF6,F8Aug 31, 2026S3,200$10.28D466,009IBy managed account
Common SharesF5,F8Aug 31, 2026P3,400$10.27A469,409IBy managed account
Common SharesF6,F9Aug 31, 2026S113,200$10.28D4,332,419IBy managed account
Common SharesF5,F9Aug 31, 2026P64,500$10.27A4,396,919IBy managed account
Common SharesF1,F10Aug 31, 2026S80,500$10.28D4,762,484IBy managed account
Common Sharesholding———51,115D

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Class "C" Preferred SharesF12,F2,F11—Aug 31, 2026S24,100D——Common Shares24,1004,719,550I
Class "C" Preferred SharesF12,F4,F11—Aug 31, 2026S12,100D——Common Shares12,1001,689,918I
Class "C" Preferred SharesF13,F4,F11—Aug 31, 2026P18,600A——Common Shares18,6001,708,518I
Class "C" Preferred SharesF12,F7,F11—Aug 31, 2026S15,200D——Common Shares15,20065,311I
Class "C" Preferred SharesF12,F8,F11—Aug 31, 2026S3,400D——Common Shares3,40086,209I
Class "C" Preferred SharesF13,F9,F11—Aug 31, 2026P24,100A——Common Shares24,1001,555,800I
Class "C" Preferred SharesF13,F10,F11—Aug 31, 2026P12,100A——Common Shares12,10012,100I

Explanation of responses