SEC Form 4 · accession 0001025708-19-000001
RANGE IMPACT, INC. · RNGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph E. LoConti
10% Owner
Period of report
Jan 25, 2019
Accepted (ET)
Feb 7, 2019 · 11:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001438943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | Jan 25, 2019 | J | 930,557 | — | A | 1,263,891 | D | |
| Common Stock, par value $0.001 per shareF1 | Jan 25, 2019 | J | 907,292 | — | A | 1,281,042 | I | By 4260 Winchell Road, LLC |
| Common Stock, par value $0.001 per shareF1 | Jan 25, 2019 | J | 3,540,763 | — | A | 6,130,479 | I | By Tower IV LLC |
| Common Stock, par value $0.001 per share | holding | — | — | — | 30,000 | I | By Paragon Small Cap Fund I, LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF2 | $2.00 | Jan 25, 2019 | J | 166,667 | D | Aug 29, 2018 | Aug 29, 2023 | Common Stock | 166,667 | 0 | D |
| WarrantF2 | $3.00 | Jan 25, 2019 | J | 325,000 | D | Oct 22, 2018 | Oct 22, 2023 | Common Stock | 325,000 | 0 | I |
| WarrantF2 | $3.00 | Jan 25, 2019 | J | 1,556,666 | D | Oct 22, 2018 | Oct 22, 2023 | Common Stock | 1,566,666 | 0 | I |
Explanation of responses
- F1These securities were issued to the Reporting Person pursuant to that certain Amendment to Securities Purchase Agreement, dated January 18, 2019 (the "SPA Amendment"), in exchange for the surrender of warrants previously issued to the Reporting Person and the release of certain claims against the Issuer and certain related parties.
- F2These warrants were surrendered pursuant to the SPA Amendment.