SEC Form 4 · accession 0000947871-16-001648
ALJ REGIONAL HOLDINGS INC · ALJJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jess M Ravich
Officer — Executive Chairman · Director · 10% Owner
Period of report
Nov 9, 2016
Accepted (ET)
Nov 9, 2016 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001438731
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Nov 9, 2016 | S | 5,000 | $3.9138 | D | 5,118,751 | I | By Exemption Trust under the Ravich Revocable Trust of 1989 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016
- F2Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.86-$4.03