SEC Form 3 · accession 0000947871-16-001202
ALJ REGIONAL HOLDINGS INC · ALJJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rob Christ
Officer — Chief Financial Officer
Period of report
May 11, 2016
Accepted (ET)
May 19, 2016 · 8:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001438731
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 13,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options | $4.00 | holding | — | — | — | Aug 3, 2015 | Aug 3, 2022 | Common Stock | 50,000 | — | D |
| Options | $0.59 | holding | — | — | — | Jun 20, 2008 | Jun 20, 2018 | Common Stock | 200,000 | — | D |
| OptionsF1 | $1.60 | holding | — | — | — | Dec 19, 2013 | Dec 19, 2023 | Common Stock | 100,000 | — | D |
Explanation of responses
- F1Vest in equal monthly installments over a three year period.