SEC Form 3 · accession 0000947871-16-001199
ALJ REGIONAL HOLDINGS INC · ALJJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc L. Reisch
Officer — Chairman, Phoenix · Director
Period of report
May 11, 2016
Accepted (ET)
May 18, 2016 · 7:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001438731
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 500,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $4.27 | holding | — | — | — | — | Aug 13, 2025 | Common Stock | 250,000 | — | D |
Explanation of responses
- F1Option granted on August 14, 2015. Vests in equal annual installments over a 3 year period.