SEC Form 4 · accession 0001209191-16-150675
Digimarc CORP · DMRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce L Davis
Officer — Chairman and CEO
Period of report
Nov 15, 2016
Accepted (ET)
Nov 16, 2016 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001438231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2016 | F | 4,671 | $29.35 | D | 74,578 | D | |
| Series A Redeemable Nonvoting Preferred Stock | holding | — | — | — | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option | $9.64 | holding | — | — | — | Oct 30, 2010 | Oct 30, 2018 | Common Stock | 35,000 | 35,000 | D |
| Non-Qualified Stock Option | $14.99 | holding | — | — | — | Jan 2, 2011 | Jan 2, 2020 | Common Stock | 70,000 | 70,000 | D |
| Non-Qualified Stock Option | $30.01 | holding | — | — | — | Jan 2, 2012 | Jan 2, 2021 | Common Stock | 75,000 | 75,000 | D |
| Non-Qualified Stock Option | $27.61 | holding | — | — | — | Dec 4, 2011 | Nov 4, 2021 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Shares traded back to the Company to cover tax liability for vested restricted stock award.