SEC Form 4 · accession 0001209191-19-018219
TANDEM DIABETES CARE INC · TNDM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward L Cahill
Director
Period of report
Mar 6, 2019
Accepted (ET)
Mar 8, 2019 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001438133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 6, 2019 | J | 17,400 | $0.00 | D | 0 | I | By HLM Venture Associates II, L.L.C |
| Common Stock | Mar 6, 2019 | J | 3,982 | $0.00 | A | 3,982 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a pro-rata in-kind distribution of Common Stock of the Issuer by HLM Venture Associates II, L.L.C. effected following the close of the trading market on March 6, 2019. As a result of the distribution, the reporting owner is the beneficial owner of 3,982 shares of common stock.
- F2The Reporting Person is a managing member of HLM Venture Associates II, L.L.C. and, as such, may be deemed to have shared voting and dispositive power with respect to the issuer's securities held of record by HLM Venture Associates II, L.L.C. The Reporting Person disclaims beneficial ownership of any such securities held of record by HLM Venture Associates II, L.L.C, except to the extent of his respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the shares for purposes of Section 16 or for any other purpose.