SEC Form 4 · accession 0001209191-18-061645
TANDEM DIABETES CARE INC · TNDM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David B Berger
Officer — EVP, GEN. COUNSEL & SECRETARY
Period of report
Dec 6, 2018
Accepted (ET)
Dec 7, 2018 · 6:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001438133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 6, 2018 | M | 10,000 | $2.59 | A | 11,765 | D | |
| Common StockF2 | Dec 6, 2018 | S | 10,000 | $34.496 | D | 1,765 | D | |
| Common StockF3,F4 | Dec 6, 2018 | S | 1,493 | $34.85 | D | 200 | I | Berger Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired due to the exercise of a previously awarded stock option. Each share converts upon exercise into one share of common stock.
- F2The price reported is the weighted average price. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2018, in multiple transactions at prices ranging from $33.80 to $34.965. The reporting person undertakes to provide the SEC, the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- F3The price reported is the weighted average price. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2018, in multiple transactions at prices ranging from $34.8225 to $34.89. The reporting person undertakes to provide the SEC, the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- F4Shares are beneficially owned by the Berger Family Trust dated April 16, 2008(the "Trust"), with respect to which reporting person is a trustee.