SEC Form 4 · accession 0001209191-18-017674

TANDEM DIABETES CARE INC · TNDM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Dick Allen

Director

Period of report

Mar 6, 2018

Accepted (ET)

Mar 7, 2018 · 4:05 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001438133

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Mar 6, 2018	P	2,418	$3.96	A	2,500	I	See Footnote
Common Stock^F1,F3	Mar 6, 2018	P	2,418	$3.96	A	2,500	I	See Footnote
Common Stock^F4,F5	Mar 6, 2018	P	6,300	$3.89	A	6,300	I	See Footnote
Common Stock^F6,F7	Mar 6, 2018	P	6,300	$3.88	A	6,300	D
Common Stock^F8,F9	Mar 6, 2018	P	8,103	$3.84	A	22,001	I	See Footnote

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $3.95 and $3.96.
F2The securities are held by the Gammon Children's 2000 Trust FBP Jake Allen Gammon.The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Jake Allen Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon.
F3The securities are held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon.
F4The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $3.89 and $3.90.
F5The securities are held in the Mary Allen Roth IRA. The Reporting Person is married to Mary Allen, and the Reporting Person may be deemed to have indirect beneficial ownership of such securities held in the Mary Allen Roth IRA. The Reporting Person disclaims beneficial ownership of such securities held in the Mary Allen Roth IRA.
F6The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $3.88 and $3.90.
F7The securities are held in the Dick Allen Roth IRA.
F8The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $3.83 and $3.85.
F9The securities are held by Allen Cornerstone Ventures L.P. The Reporting Person is the managing partner of Allen Cornerstone Ventures L.P. and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by Allen Cornerstone Ventures L.P., except to the extent of his proportionate pecuniary interest therein.