SEC Form 4 · accession 0001209191-17-033628
TANDEM DIABETES CARE INC · TNDM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kim D Blickenstaff
Officer — PRESIDENT & CEO · Director
Period of report
May 17, 2017
Accepted (ET)
May 18, 2017 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001438133
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1,F2,F3 | $0.90 | May 17, 2017 | A | 315,000 | A | — | — | Common Stock | 315,000 | 315,000 | D |
Explanation of responses
- F1Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.
- F2All shares subject to the option will vest as to 25% on 5/17/2018 and the remainder in 36 equal monthly installments thereafter.
- F3The expiration date for these options is 10 years from the date of grant.