SEC Form 4/A · accession 0001209191-17-023562
TANDEM DIABETES CARE INC · TNDM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kim D Blickenstaff
Officer — PRESIDENT & CEO · Director
Period of report
Mar 23, 2017
Accepted (ET)
Mar 29, 2017 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001438133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 23, 2017 | P | 1,600,000 | $1.25 | A | 2,007,939 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person has committed to purchase shares in connection with the Company's underwritten registered public offering of common stock.
- F2This amendment is being filed to reflect correctly the total amount of securities beneficially owned indirectly which was inadvertently reported as total amount of securities beneficially owned directly.
- F3The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.