SEC Form 4 · accession 0001209191-16-155751
TANDEM DIABETES CARE INC · TNDM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian B Hansen
Officer — EVP & CHIEF COMMERCIAL OFFICER
Period of report
Dec 16, 2016
Accepted (ET)
Dec 16, 2016 · 8:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001438133
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1,F2,F3 | $2.30 | Dec 16, 2016 | A | 112,800 | A | — | — | Common Stock | 112,800 | 112,800 | D |
Explanation of responses
- F1Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.
- F2All shares subject to the option will vest as to 50% on 12/16/2017 and the remainder in 12 equal monthly installments thereafter.
- F3The expiration date for these options is 10 years from the date of grant.