SEC Form 4 · accession 0001209191-15-080661
TANDEM DIABETES CARE INC · TNDM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas A Roeder
Director · 10% Owner
Period of report
Nov 16, 2015
Accepted (ET)
Nov 17, 2015 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001438133
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1,F2,F3 | $10.13 | Nov 16, 2015 | A | 17,000 | A | — | — | Common Stock | 17,000 | 17,000 | D |
Explanation of responses
- F1Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.
- F2All shares subject to the option will vest in equal monthly installments over 12 months.
- F3The expiration date for these options is 10 years from the date of grant.