SEC Form 4 · accession 0001209191-17-058227
IMMUNE DESIGN CORP. · IMDZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Svennilson
Director · 10% Owner
Period of report
Oct 27, 2017
Accepted (ET)
Oct 27, 2017 · 7:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001437786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 27, 2017 | P | 2,681,000 | $4.10 | A | 2,681,000 | I | See Footnote |
| Common StockF2 | holding | — | — | — | 800,000 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 3,161,942 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities are directly held by Ponoi Capital, LP ("Ponoi Capital") and indirectly held by Ponoi Management, LLC ("Ponoi Management"), the general partner of Ponoi Capital. Ponoi Management has voting and dispositive power with respect to the shares owned by Ponoi Capital. Mr. Svennilson is a managing partner of Ponoi Management and may be deemed to have shared voting and dispositive power over the shares owned by Ponoi Capital. Mr. Svennilson disclaims beneficial ownership of all shares held by Ponoi Capital, except to the extent of his actual pecuniary interest therein.
- F2The securities are directly held by The Column Group II, LP ("The Column Group II") and indirectly held by The Column Group II GP, LP ("TCG II GP"), the general partner of The Column Group II. TCG II GP has voting and dispositive power with respect to the shares owned by The Column Group II. Mr. Svennilson is a managing partner of TCG II GP and may be deemed to have shared voting and dispositive power over the shares owned by The Column Group II. Mr. Svennilson disclaims beneficial ownership of all shares held by The Column Group II, except to the extent of his actual pecuniary interest therein.
- F3The securities are directly held by The Column Group, LP ("The Column Group") and indirectly held by The Column Group GP, LP ("TCG GP"), the general partner of The Column Group. TCG GP has voting and dispositive power with respect to the shares owned by The Column Group. Mr. Svennilson is a managing partner of TCG GP and may be deemed to have shared voting and dispositive power over the shares owned by The Column Group. Mr. Svennilson disclaims beneficial ownership of all shares held by The Column Group, except to the extent of his actual pecuniary interest therein.